Steven J Vitale

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2008 → 09/2020
  Ubs Financial Services Inc
  Melville, NY
• 09/2020 → Present
  Stifel Nicolaus & Co Inc
  Melville, NY

Previous Registrations

• 2018-10-22 → 2020-10-06
  Ubs Financial Services Inc.
  Melville, NY
• 2007-04-02 → 2008-09-09
  Morgan Stanley & Co. Llc
  Melville, NY
• 2002-12-20 → 2007-04-02
  Morgan Stanley Dw Inc.
  Melville, NY
  Melville, NY

Other Businesses

1. 84 Fire Island Ave, Babylon LLC; PO Box 436, Babylon, NY 11702; Rental Property; President; Collect Rent; 01/01/2010; 5 Hours per Month; Not During Securities Trading Hours; Investment-Related. 2. 57 Prospect Street, Babylon LLC; PO Box 463, Babylon, NY 11702; Rental Property; President; Collect Rent; 02/04/2009; 5 Hours per Month; Not During Securities Trading Hours; Investment-Related. 3. 49 Cedar Street Babylon LLC; PO Box 463, Babylon, NY 11702; Rental Property; President; Collect Rent; 10/02/2020; 5 Hours per Month; Not During Securities Trading Hours; Investment-Related.

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-10-19
• S63 Uniform Securities Agent State Law Examination
  1995-11-21

Designations

• Certified Financial Planner
• Chartered Financial Analyst

Other Names

• Steven Joseph Vitale
• Steven J Vitale