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Christopher Bradley Leazer

Raymond James Financial Services Advisors, Inc

Gastonia, NC

CRD 2670649

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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-10-28
AL RA APPROVED 2012-10-12
NC RA APPROVED 2009-01-02
  • TX RA
    APPROVED
    Since 2024-10-28
  • AL RA
    APPROVED
    Since 2012-10-12
  • NC RA
    APPROVED
    Since 2009-01-02

Branch Locations

615 New Hope Road Suite 102, Gastonia, NC 28054 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Gastonia NC 02/2004 Present
Raymond James Financial Services Advisors, Inc Gastonia NC 01/2009 Present
Previous Registrations
  • 2002-06-26 → 2004-02-03
    Uvest Financial Services Group, Inc.
    Gastonia, NC
Other Businesses

(1)Name of Business: CBL Financial Services, Inc Address: 615 S New Hope Rd Ste 102, Gastonia, NC, 28054, United States Activity Type: Support Company - Owner Position/Title: Other, Officer - President Investment Related: No Start Date: 10/02/2012 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 21-40 Description of duties: Support Company (2)Name of Business: KACE Properties, LLC Address: 615 S New Hope Rd Ste 102, Gastonia, NC, 28054, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 10/28/2016 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: I currently own the office building that CBL Financial Services/Raymond James is located in and the adjacent building in our complex. I currently occupy one building and the other is rented out to another tenant.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-03-05
S63 Uniform Securities Agent State Law Examination 1995-10-16
  • S65 Uniform Investment Adviser Law Examination
    2001-03-05
  • S63 Uniform Securities Agent State Law Examination
    1995-10-16
Designations
  • Certified Financial Planner
Other Names
  • Chris Leazer

View on SEC IAPD

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