Best Investors
Account
Sign in
Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-10-28 |
| AL | RA | APPROVED | 2012-10-12 |
| NC | RA | APPROVED | 2009-01-02 |
Branch Locations
615 New Hope Road Suite 102, Gastonia, NC 28054 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services | Gastonia | NC | 02/2004 | Present |
| Raymond James Financial Services Advisors, Inc | Gastonia | NC | 01/2009 | Present |
(1)Name of Business: CBL Financial Services, Inc Address: 615 S New Hope Rd Ste 102, Gastonia, NC, 28054, United States Activity Type: Support Company - Owner Position/Title: Other, Officer - President Investment Related: No Start Date: 10/02/2012 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 21-40 Description of duties: Support Company (2)Name of Business: KACE Properties, LLC Address: 615 S New Hope Rd Ste 102, Gastonia, NC, 28054, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 10/28/2016 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: I currently own the office building that CBL Financial Services/Raymond James is located in and the adjacent building in our complex. I currently occupy one building and the other is rented out to another tenant.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-03-05 |
| S63 | Uniform Securities Agent State Law Examination | 1995-10-16 |
Reach out to this advisor