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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-08-10 |
Branch Locations
50 Charles Lindbergh Blvd Ste 420, Uniondale, NY 11553 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Co Of America | Roslyn | NY | 07/2017 | 01/2020 |
| Park Avenue Securities, Llc | Roslyn | NY | 07/2017 | 01/2020 |
| Unemployed | Syossett | NY | 08/2016 | 12/2016 |
| Independent Consultant | Huntington | NY | 12/2016 | Present |
| Minnesota Life Insurance Company | St Paul | MN | 01/2020 | 08/2023 |
| Securian Financial Services Inc | St Paul | MN | 01/2020 | 08/2023 |
| Allied Wealth Partners | Uniondale | NY | 01/2020 | Present |
| Cetera Wealth Services, Llc | Uniondale | NY | 08/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 08/2023 | Present |
1. Allied Wealth Partners Fixed Insurance; Parsippany, NJ; Ins rltd; Independent contractor; Fixed ins sales- FL, DI, P&C, Hlth, LTC, Suppmtl; 01/2020- pres; 1-3hrs/mo; 1-3 hrs/mo trading. 2. INDEPENDENT CONSULTANT POSITION: Consultant NATURE: Consultant INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2016 ADDRESS: 14 Markwood Lane, East Northport NY 11731, United States DESCRIPTION: Independent consulting on various non-investment related activities. 3. TSIGAKOS IRREVOCABLE LIVING TRUST POSITION: Trustee NATURE: Trustee INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2019 ADDRESS: 14 Markwood Lane, East Northport NY 11731, United States DESCRIPTION: One of two trustees for an irrevocable living trust set up for my mother; 4. NAME OF OTHER BUSINESS: LETIP OF BAYPORT, INVESTMENT RELATED: NO, ADDRESS: 554 NY-112, PATCHOGUE, NY 11772, NATURE OF BUSINESS: NON-PROFIT, START DATE: 09/2018, POSITION/TITLE/RELATIONSHIP: MEMBERSHIP CHAIR, APX NUMBER OF HOURS PER WEEK: 3, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: PROCESS NEW MEMBERS TO THE CHAPTER AND ASSIST THEM WITH ASSIMILATING TO THE GROUP;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2017-11-16 |
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