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John W Tsigakos

Cetera Investment Advisers LLC

Uniondale, NY

CRD 2670436

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-08-10
  • NY RA
    APPROVED
    Since 2023-08-10

Branch Locations

50 Charles Lindbergh Blvd Ste 420, Uniondale, NY 11553 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guardian Life Insurance Co Of America Roslyn NY 07/2017 01/2020
Park Avenue Securities, Llc Roslyn NY 07/2017 01/2020
Unemployed Syossett NY 08/2016 12/2016
Independent Consultant Huntington NY 12/2016 Present
Minnesota Life Insurance Company St Paul MN 01/2020 08/2023
Securian Financial Services Inc St Paul MN 01/2020 08/2023
Allied Wealth Partners Uniondale NY 01/2020 Present
Cetera Wealth Services, Llc Uniondale NY 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 07/2017 → 01/2020
    Guardian Life Insurance Co Of America
    Roslyn, NY
  • 07/2017 → 01/2020
    Roslyn, NY
  • 08/2016 → 12/2016
    Unemployed
    Syossett, NY
  • 12/2016 → Present
    Independent Consultant
    Huntington, NY
  • 01/2020 → 08/2023
    Minnesota Life Insurance Company
    St Paul, MN
  • 01/2020 → 08/2023
    Securian Financial Services Inc
    St Paul, MN
  • 01/2020 → Present
    Allied Wealth Partners
    Uniondale, NY
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Uniondale, NY
  • 08/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2021-02-09 → 2023-08-10
    Securian Financial Services, Inc.
    Uniondale, NY
    St. Paul, MN
  • 2018-04-02 → 2020-01-21
    Roslyn, NY
    Ridgefield, CT
    Roslyn, NY
Other Businesses

1. Allied Wealth Partners Fixed Insurance; Parsippany, NJ; Ins rltd; Independent contractor; Fixed ins sales- FL, DI, P&C, Hlth, LTC, Suppmtl; 01/2020- pres; 1-3hrs/mo; 1-3 hrs/mo trading. 2. INDEPENDENT CONSULTANT POSITION: Consultant NATURE: Consultant INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2016 ADDRESS: 14 Markwood Lane, East Northport NY 11731, United States DESCRIPTION: Independent consulting on various non-investment related activities. 3. TSIGAKOS IRREVOCABLE LIVING TRUST POSITION: Trustee NATURE: Trustee INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2019 ADDRESS: 14 Markwood Lane, East Northport NY 11731, United States DESCRIPTION: One of two trustees for an irrevocable living trust set up for my mother; 4. NAME OF OTHER BUSINESS: LETIP OF BAYPORT, INVESTMENT RELATED: NO, ADDRESS: 554 NY-112, PATCHOGUE, NY 11772, NATURE OF BUSINESS: NON-PROFIT, START DATE: 09/2018, POSITION/TITLE/RELATIONSHIP: MEMBERSHIP CHAIR, APX NUMBER OF HOURS PER WEEK: 3, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: PROCESS NEW MEMBERS TO THE CHAPTER AND ASSIST THEM WITH ASSIMILATING TO THE GROUP;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2017-11-16
  • S63 Uniform Securities Agent State Law Examination
    2017-11-16
Designations
  • Chartered Financial Analyst
Other Names
  • John William Tsigakos

View on SEC IAPD

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