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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2009-03-06 |
| IL | RA | APPROVED | 2005-10-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chicago | IL | 03/1982 | Present |
I*: 415215 Entity Type: HOA, Co-Op, Freehold Name of OBA: XXXX-XXXX N Wayne Condominium Association Address: Chicago, IL 60660 Investment Related: No Position, Title, Association: board president Employee Start Date: 09/23/2019 Number of Hours: 0.67 hr annually Number of Hours during trading: 0 Duties: I am board president for our condo association. We meet quarterly to discuss maintenance and condo issues and what action is needed to resolve them.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-06-17 |
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