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Robert F Warchol

Allspring Funds Management, LLC

Longmeadow, MA

CRD 2670403

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Employer firm

Allspring Funds Management, LLC CRD 110841

$325B regulatory AUM 23 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Allspring Funds Management, Llc

1415 Vantage Park Drive 3Rd Floor, Charlotte, NC 28203 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2021-07-07
  • MA RA
    APPROVED
    Since 2021-07-07

Branch Locations

Longmeadow, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nuveen Investments Chicago IL 02/2002 05/2021
Nuveen Asset Management, Llc Chicago IL 09/2011 05/2021
Allspring Funds Distributor, Llc Longmeadow MA 05/2021 Present
Allspring Funds Management, Llc Longmeadow MA 05/2021 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-05-25
S63 Uniform Securities Agent State Law Examination 1996-05-03
  • S66 Uniform Combined State Law Examination
    2001-05-25
  • S63 Uniform Securities Agent State Law Examination
    1996-05-03
Other Names
  • Robert Francis Warchol
  • Robert F Warchol

View on SEC IAPD

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