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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2018-08-20 |
Branch Locations
250 Pehle Ave Ste 500 Park 80 West, Plaza Two, Saddle Brook, NJ 07663 • United States
Haskell, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America, N.A. | New York | NY | 10/2004 | 12/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 10/2009 | 12/2017 |
| Ameriprise Financial Services, Inc. | Saddle Brook | NJ | 12/2017 | 03/2020 |
| Ameriprise Financial Services, Llc | Saddle Brook | NJ | 03/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-07-23 |
| S63 | Uniform Securities Agent State Law Examination | 2002-07-31 |
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