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Rebecca Elfreda Powell

Wells Fargo Clearing Services, LLC

Florham Park, NJ

New York, NY

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-02-27
NY RA APPROVED 2023-03-13
NJ RA APPROVED 2019-11-15
  • TX RA
    APPROVED
    Since 2025-02-27
  • NY RA
    APPROVED
    Since 2023-03-13
  • NJ RA
    APPROVED
    Since 2019-11-15

Branch Locations

200 Campus Dr Ste 220, Florham Park, NJ 07932 • United States

New York, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Florham Park NJ 06/2010 11/2019
Morgan Stanley Private Bank, National Association New York NY 01/2015 11/2019
Wells Fargo Clearing Services Llc Florham Park NJ 11/2019 Present
  • 06/2010 → 11/2019
    Morgan Stanley Smith Barney
    Florham Park, NJ
  • 01/2015 → 11/2019
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 11/2019 → Present
    Wells Fargo Clearing Services Llc
    Florham Park, NJ
Previous Registrations
  • 2010-06-25 → 2019-11-19
    Morgan Stanley
    Morristown, NJ
  • 2007-09-21 → 2010-06-25
    Wells Fargo Clearing Services, Llc
    Florham Park, NJ
    Short Hills, NJ
    Summit, NJ
  • 2006-10-04 → 2007-10-11
    Chase Investment Services Corp.
    Mount Freedom, NJ
    East Hanover, NJ
  • 2006-04-25 → 2006-10-04
    Bny Investment Center Inc.
    New York, NY
    Mount Freedom, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-04-20
S63 Uniform Securities Agent State Law Examination 2001-09-20
  • S65 Uniform Investment Adviser Law Examination
    2006-04-20
  • S63 Uniform Securities Agent State Law Examination
    2001-09-20
Designations
Other Names
  • Rebecca Elfreda Elliot

View on SEC IAPD

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WISS PRIVATE CLIENT ADVISORS, LLC · FLORHAM PARK, NJ
JACOBS LEVY EQUITY MANAGEMENT · FLORHAM PARK, NJ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FLORHAM PARK, NJ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FLORHAM PARK, NJ
JACOBS LEVY EQUITY MANAGEMENT · FLORHAM PARK, NJ
JACOBS LEVY EQUITY MANAGEMENT · FLORHAM PARK, NJ
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