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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2021-04-23
  • VA RA
    APPROVED
    Since 2021-04-23

Branch Locations

4429 Bonney Rd. Suite 450, Virginia Beach, VA 23462 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massachusetts Mutual Life Insurance Co. Virginia Beach VA 03/2006 Present
Lincoln Financial Securities Corporation Virginia Beach VA 12/2015 04/2021
Cambridge Investment Research Advisors, Inc. Fairfield IA 04/2021 Present
Cambridge Investment Research, Inc. Fairfield IA 04/2021 Present
  • 03/2006 → Present
    Massachusetts Mutual Life Insurance Co.
    Virginia Beach, VA
  • 12/2015 → 04/2021
    Lincoln Financial Securities Corporation
    Virginia Beach, VA
  • 04/2021 → Present
    Fairfield, IA
  • 04/2021 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
Previous Registrations
  • 2015-12-26 → 2021-04-27
    Osaic Fs, Inc.
    Virginia Beach, VA
    Virginia Beach, VA
    Virginia Beach, VA
  • 2006-03-24 → 2016-01-13
    Virginia Beach, VA
    Virginia Beach, VA
    Virginia Beach, VA
  • 2005-09-15 → 2006-03-03
    Cuso Financial Services, L.P.
    Virginia Beach, VA
  • 2001-10-23 → 2005-09-16
    Cetera Wealth Services, Llc
    Virginia Beach, VA
Other Businesses

1)FERDINAND V PEREZ, 4429 BONNEY RD #450, VIRGINIA BEACH, VA, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 05/01/02, INV REL, 10 HR/WK- 4/TRADING HR. 2)CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-80 HR/MO-80/TRADING. 04/23/21 3)RETIREMENT PLANNING SOLUTIONS, LLC, 4429 Bonney Rd, Suite 450, Virginia Beach VA 23462, United States, 10/14/2024, Agent, Owner/Partner of a Business Entity, INV REL, 28 HR/MO-28/TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-08-28
S63 Uniform Securities Agent State Law Examination 1995-11-01
  • S65 Uniform Investment Adviser Law Examination
    2001-08-28
  • S63 Uniform Securities Agent State Law Examination
    1995-11-01

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