John Henry Piemonte

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2018 → 05/2018
  Ehlers Investment Partners
  Chicago, IL
• 08/2016 → 05/2018
  Ehlers And Associates
  Chicago, IL
• 02/2022 → 12/2022
  Merrill Lynch, Pierce, Fenner & Smith Incorporate
  Elmhurst, IL
• 02/2022 → 12/2022
  Bank Of America, N.A.
  Elmhurst, IL
• 05/2018 → 11/2021
  Jp Morgan Chase
  Chicago, IL
• 10/2021 → 02/2022
  Unemployed
  Wheaton, IL
• 12/2022 → Present
  Charles Schwab & Co., Inc.
  Chicago, IL

Previous Registrations

• 2022-06-21 → 2022-11-30
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Elmhurst, IL
  Chicago, IL
  Elmhurst, IL
  Elmhurst, IL
  Elmhurst, IL
  New York, NY
• 2018-01-03 → 2018-05-25
  Ehlers
  Chicago, IL
• 2011-04-25 → 2016-05-26
  Robert W. Baird & Co. Incorporated
  Naperville, IL
• 2006-03-08 → 2010-12-22
  Rbc Capital Markets, Llc
  Chicago, IL
• 2002-05-15 → 2006-03-13
  J.P. Morgan Securities Llc
  Chicago, IL
  Chicago, IL
• 1998-11-16 → 2002-05-07
  Ubs Financial Services Inc.
  Chicago, IL

Exams

• S66 Uniform Combined State Law Examination
  2022-06-04
• S65 Uniform Investment Adviser Law Examination
  1998-09-14
• S63 Uniform Securities Agent State Law Examination
  1996-01-10

Other Names

• John J Piemonte