Andrew Moss

Current Employers

Employment History

• 05/1995 → 09/2018
  Summit Financial Resources, Inc.
  Persippany, NJ
• 09/1995 → 12/2018
  Summit Equities, Inc.
  Parsippany, NJ
• 09/2018 → Present
  Purshe Kaplan Sterling Investments, Inc
  Albany, NY
• 11/2018 → Present
  Summit Financial, Llc
  Parsippany, NJ

Previous Registrations

• 2002-05-21 → 2018-12-27
  Summit Equities, Inc.
  Parsippany, NJ
  Hoboken, NJ
  Parsippany, NJ
• 2002-06-06 → 2018-09-20
  Summit Financial Resources Inc
  Parsippany, NJ

Other Businesses

(1) Offers insurance as a broker or agent through numerous insurance companies. Some sales are through SRM, an affiliated company which is licensed to sell various insurance products. Mr. Moss earns both cash and non-cash compensation based on sales of these products. (2) Since 2013, Mr. Moss has payed bills and prepared financial statements on behalf of 117 Washington Street Condominium Association which is a non-investment related outside business activity. This is a condominium association for commercial property located in Hoboken, NJ. (3) United Synagogue of Hoboken-Not investment related-115 Park Ave, Hoboken, NJ 07030-Religious Institution-Investment committee member- 2007-1 hr/mth=0 during trading hrs (4) Summit Financial, LLC: DBA The Executive Wealth Group. Investment Related. 217 Willow Avenue, Hoboken NJ 07030. RIA. IAR. 09/2018. 160 Hrs/Mo; All During Trading Hours. Investment Advisory. (5) Beginning approximately 4/2024, Mr. Moss, as Treasurer of the condominium association located at 217 Willow Avenue / Suite 1 Hoboken, NJ 07030, will be responsible for paying the bills and preparing financial statements; not investment related; tax exempt but not a charity; he will devote 2 hours a month to this outside activity, no hours during security trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-08-26
• S63 Uniform Securities Agent State Law Examination
  1995-11-29

Designations

Other Names

• Drew Moss