Carly Christina Neumann

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2013-12-16

MN RA
APPROVED

Since 2013-12-16

Branch Locations

10900 Wayzata Blvd Ste 150, Minnetonka, MN 55305 • United States

Brooklyn Park, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Eden Prairie	MN	09/2005	03/2020
Ameriprise Financial Services, Llc	Minnetonka	MN	03/2020	Present

09/2005 → 03/2020

Ameriprise Financial Services, Inc.

Eden Prairie, MN
03/2020 → Present

Ameriprise Financial Services, Llc

Minnetonka, MN

Other Businesses

Outside Employment; Dovetail Group LLC; Registered Team Member-Staff; Manage advisory business; 6550 York Ave S, Suite 100, Edina, MN, 55435; Investment-Related; 06/01/2026; 40 to 59 hours per month; 40 to 59 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-09-11

S66 Uniform Combined State Law Examination

2006-09-11

Other Names

Carly Christina Homuth

View on SEC IAPD