Richard E Gingras

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2001-03-28

MA RA
APPROVED

Since 2001-03-28

Branch Locations

Pittsfield, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Commonwealth Financial Network	Waltham	MA	02/2001	Present
Gingras Financial Services	Pittsfield	MA	02/2001	Present

02/2001 → Present

Commonwealth Financial Network

Waltham, MA
02/2001 → Present

Gingras Financial Services

Pittsfield, MA

Other Businesses

1. JGSI CERTIFIED SPINNING INSTRUCTOR, NOT AT BRANCH LOCATION, NOT INVESTMENT RELATED. 2. NOTARY PUBLIC AT BRANCH LOCATION, NOT INVESTMENT RELATED. 3. FIXED INSURANCE SALES AT BRANCH LOCATION, INVESTMENT RELATED. 4. GINGRAS FINANCIAL SERVICES LLC; ENTITY CREATED TO OPERATE SECURITIES AND INSURANCE BUSINESS; INVESTMENT RELATED; AT BRANCH LOCATION.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-04-27
S63	Uniform Securities Agent State Law Examination	1996-01-25

S65 Uniform Investment Adviser Law Examination

1998-04-27
S63 Uniform Securities Agent State Law Examination

1996-01-25

Designations

Certified Financial Planner
Chartered Financial Consultant

View on SEC IAPD