Edward Francis Prendergast

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2013 → 02/2022
  Edward Jones
  St Louis, MO
• 02/2022 → 09/2025
  Janney Montgomery Scott Llc
  Glastonbury, CT
• 09/2025 → Present
  Raymond James & Associates
  Glastonbury, CT

Previous Registrations

• 2022-02-18 → 2025-09-26
  Janney Montgomery Scott Llc
  Westbrook, CT
  Glastonbury, CT
• 2014-02-10 → 2022-02-22
  Edward Jones
  Longmeadow, MA
  East Longmeadow, MA
  St Louis, MO
  East Longmeadow, MA
• 2010-03-04 → 2011-11-09
  Morgan Stanley
  Boston, MA

Other Businesses

Self, Musician/Singer; Not Investment Related; I play in a band on the weekends occasionally; compensated.

Exams

• S66 Uniform Combined State Law Examination
  2014-01-04
• S63 Uniform Securities Agent State Law Examination
  1996-06-27

Other Names

• Edward Francis Prendergast
• Edward Francis Prendergast
• Edward Francis Prendergast
• Ed Prendergast