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Kathleen Marie Arnold

Ameriprise Financial Services, LLC

Lansdale, PA

CRD 2669793

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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-04-23
PA RA APPROVED 2003-09-22
  • TX RA
    APPROVED_RES
    Since 2013-04-23
  • PA RA
    APPROVED
    Since 2003-09-22

Branch Locations

Lansdale, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Lansdale PA 09/2005 03/2020
Ameriprise Financial Services, Llc Lansdale PA 03/2020 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-09-19
S63 Uniform Securities Agent State Law Examination 1995-12-13
  • S66 Uniform Combined State Law Examination
    2003-09-19
  • S63 Uniform Securities Agent State Law Examination
    1995-12-13
Other Names
  • Kathleen Marie Sikora
  • Kathleen Marie Sikora
  • Kathleen M Sikora-Arnold

View on SEC IAPD

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