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Current Employers
Integrated Capital Management Company, Inc.

Lafayette, IN • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 1999-01-14
  • IN RA
    APPROVED
    Since 1999-01-14

Branch Locations

Lafayette, IN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Integrated Capital Management Company, Inc. Lafayette IN 03/1996 Present
Purdue University Fort Wayne IN 08/2002 Present
Other Businesses

I WORK FOR PURDUE UNIVERSITY AS AN ASSISTANT PROFESSOR IN FINANCE AND BANKING, DIRECTOR OF THE BANKING CENTER, DIRECTOR OF THE PNC FINANCE LAB, AND I TEACH INVESTMENT CLASSES IN THE FALL AND SPRING SEMESTERS AND CERTAIN SUMMER SESSIONS (WORK APPROX. 50 HOURS PER MONTH WITH 30 HOURS PER MONTH DURING TRADING HOURS EXCEPT SUMMER). ALL CLASSES, INCLUDING FINANCE, ECONOMICS AND ACCOUNTING ACT AS A SOLID SOURCE OF CONTINUING EDUCATION (RE-FAMILIARIZATION) FOR THE SECURITIES INDUSTRY.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-09-22
S63 Uniform Securities Agent State Law Examination 1996-01-05
  • S65 Uniform Investment Adviser Law Examination
    1998-09-22
  • S63 Uniform Securities Agent State Law Examination
    1996-01-05

View on SEC IAPD

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