Diana Lynn Plucienkowski

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2010 → 09/2019
  Summit Brokerage Services Inc
  Davie, FL
• 06/2010 → 05/2021
  Summit Financial Group Inc
  Davie, FL
• 09/2019 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 03/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2010-07-08 → 2021-05-20
  Summit Financial Group Inc
  Davie, FL
• 2009-08-31 → 2010-07-22
  New Century Financial Group, Llc
  Fort Lauderdale, FL
  Princeton, NJ
• 1999-06-24 → 2009-08-27
  Meg Green & Associates, Inc.
  North Miami Beach, FL
• 2001-04-27 → 2006-12-07
  Osaic Wealth, Inc.
  Toledo, OH
  N. Miami Beach, FL
  Ft. Lauderdale, FL
  Ft. Lauderdale, FL

Other Businesses

(1) DANE FINANCIAL GROUP; SINCE 08/01/2010; SAME AS BRANCH ADDRESS; PRESIDENT; CREATE FINANCIAL PLANS INVESTMENT ADVICE; 160 HOURS SPENT ON ACTIVITY PER MONTH, 8 HOURS SPENT DURING TRADING HOURS (2) BROWARD WOMEN'S ALLIANCE; SINCE 08/01/2015; PO BOX 826631, PEMBROKE PINES, FL, 33082; TREASURER; REPORT SCHOLARSHIP DONATIONS COLLECTED AT MONTHLY MEETINGS; 5 HOURS SPENT ON ACTIVITY PER MONTH, 0 HOURS DURING TRADING HOURS

Exams

• S63 Uniform Securities Agent State Law Examination
  1995-12-28

Designations

• Certified Financial Planner

Other Names

• Diana Lynn Dane