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251 W. Garfield Rd. Suite 155, Aurora, OH 44202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-06-15 |
| OH | RA | APPROVED | 2026-01-13 |
Branch Locations
251 W. Garfield Rd. Suite 155, Aurora, OH 44202 • United States
275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-03-26 |
| OH | RA | APPROVED | 2022-03-09 |
Branch Locations
251 W. Garfield Rd Ste 155, Aurora, OH 44202 • United States
5500 Frantz Road Suite 151, Dublin, OH 43017 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Aurora | OH | 12/2014 | 03/2022 |
| Stratos Wealth Partners, Ltd | Aurora | OH | 12/2014 | 03/2022 |
| Commonwealth Financial Network | Waltham | MA | 03/2022 | Present |
| Emvision Capital Advisors, Llc | Aurora | OH | 12/2014 | Present |
1. Fixed insurance sales; as of 03/01/2022; 25% of time spent during business hours; Conducted at branch location; Investment related. 2. Owner, Brockway Properties, LLC, an entity created for the purpose of buying and managing residential real estate located in Fort Myers, FL, as of 07/26/2021; 2% of time spent during business hours; Not Conducted at branch; Investment related. 3. Co-owner & Partner 251 W Garfield, LLC, an entity created for the purpose of managing commercial real estate at 251 W Garfield Rd, Aurora, OH 44202, as of 1/01/2018; 5% of time spent during business hours; Conducted at branch; Investment related. 4. Co-Owner, M&D Financial Enterprises, Inc., DBA EmVision Capital Advisors; a private entity established to facilitate securities, advisory, and insurance business; as of 12/01/2015; 100% of time spent during business hours; Conducted at branch; Investment related.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1997-02-11 |
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