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Derek Geoffrey Frosh

Hanover Square Wealth Advisors LLC

King, NC

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Current Employers
Hanover Square Wealth Advisors Llc

King, NC • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-07-03
  • NC RA
    APPROVED
    Since 2025-07-03

Branch Locations

King, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Winston-Salem NC 01/2013 07/2025
Hanover Square Wealth Advisors Llc King NC 07/2025 Present
Previous Registrations
Other Businesses

Two-Two Wood Products / 2698 Chestnut Grove Road King,North Carolina 27021 / No/ Privately Held / USD / No / No / / Start Date 1/1/16 / North Carolina Building Contractor's License / 2634 Chestnut Grove Road King,North Carolina United States 27021 / Sole Proprietorship/ Services (Business, Professional, Support) / General construction, remodeling and consulting / Proprietor / owner / / General contractor for construction. Performance of physical construction or scheduling of sub-contractors. / Start Date 10/23/18

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-12-19
S63 Uniform Securities Agent State Law Examination 1995-10-27
  • S66 Uniform Combined State Law Examination
    2000-12-19
  • S63 Uniform Securities Agent State Law Examination
    1995-10-27
Designations

View on SEC IAPD

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