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Nancy Anne Lyons

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Chester, NJ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-09-11
NJ RA APPROVED 2016-01-26
  • TX RA
    APPROVED_RES
    Since 2020-09-11
  • NJ RA
    APPROVED
    Since 2016-01-26

Branch Locations

172 Main St, Chester, NJ 07930 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chester NJ 01/2016 Present
Previous Registrations
  • 2006-11-07 → 2016-01-19
    Ubs Financial Services Inc.
    Florham Park, NJ
  • 2003-05-09 → 2006-10-17
    Morgan Stanley Dw Inc.
    Short Hills, NJ
    Short Hills, NJ
  • 2002-06-20 → 2003-05-14
    Prudential Equity Group, Llc
    Short Hills, NJ
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-08-12
  • S63 Uniform Securities Agent State Law Examination
    1996-08-12

View on SEC IAPD

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Other Offices

MML INVESTORS SERVICES, LLC · Chester, NJ
OSAIC WEALTH, INC. · Chester, NJ
PARADIGM INVESTMENT ADVISORY, LLC · Chester, NJ
GWN SECURITIES INC. · CHESTER, NJ
LPL FINANCIAL LLC · CHESTER, NJ
COVENANT ASSET MANAGEMENT, LLC · CHESTER, NJ
THE WEALTH BOUTIQUE · CHESTER, NJ
EAGLE STRATEGIES LLC · CHESTER, NJ

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