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David Arlis Odom

Frost Investment Services

San Antonio, TX

Spring, TX

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Current Employers
Frost Investment Services

111 West Houston Street, San Antonio, TX 78205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-01-28
  • TX RA
    APPROVED
    Since 2022-01-28

Branch Locations

111 West Houston Street, San Antonio, TX 78205 • United States

215 E Shore Dr, Spring, TX 77380 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Insurance Company Houston TX 05/2001 06/2018
Unemployed Katy TX 06/2018 10/2018
Frost Brokerage Services Katy TX 10/2018 Present
Frost Bank Katy TX 10/2018 Present
  • 05/2001 → 06/2018
    New York Life Insurance Company
    Houston, TX
  • 06/2018 → 10/2018
    Unemployed
    Katy, TX
  • 10/2018 → Present
    Frost Brokerage Services
    Katy, TX
  • 10/2018 → Present
    Frost Bank
    Katy, TX
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-01-19
S63 Uniform Securities Agent State Law Examination 1995-11-08
  • S65 Uniform Investment Adviser Law Examination
    1999-01-19
  • S63 Uniform Securities Agent State Law Examination
    1995-11-08
Other Names
  • Dave Arlis Odom
  • David Arlis Odom
  • David A Odom

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN ANTONIO, TX
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN ANTONIO, TX
1900 WEALTH · SAN ANTONIO, TX
ROCKEFELLER FINANCIAL LLC · San Antonio, TX
PARK AVENUE SECURITIES LLC · SAN ANTONIO, TX
RBC CAPITAL MARKETS, LLC · SAN ANTONIO, TX
KESTRA ADVISORY SERVICES, LLC · San Antonio, TX
TITLEIST ASSET MANAGEMENT, LLC · San Antonio, TX

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