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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2009-06-01 |
| TX | RA | APPROVED | 2009-06-01 |
Branch Locations
2902 Traylor Boulevard Suite 100, Rockport, TX 78382 • United States
802 N. Carancahua Suite 1120, Corpus Christi, TX 78401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Corpus Christi | TX | 07/2016 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 07/2016 | Present |
*313344 - Agriculture; Investment related-Yes; Victoria, Texas; Agriculture; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 01/2017; During business hours: 0; After business hours: 1; Customer Service.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-12-14 |
| S63 | Uniform Securities Agent State Law Examination | 1995-11-15 |
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