Best Investors Account Sign in
Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2009-06-01
TX RA APPROVED 2009-06-01
  • OK RA
    APPROVED
    Since 2009-06-01
  • TX RA
    APPROVED
    Since 2009-06-01

Branch Locations

2902 Traylor Boulevard Suite 100, Rockport, TX 78382 • United States

802 N. Carancahua Suite 1120, Corpus Christi, TX 78401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Corpus Christi TX 07/2016 Present
Morgan Stanley Private Bank, N.A. New York NY 07/2016 Present
  • 07/2016 → Present
    Morgan Stanley Smith Barney Llc
    Corpus Christi, TX
  • 07/2016 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Previous Registrations
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Corpus Christi, TX
  • 1995-11-16 → 2007-04-02
    Morgan Stanley Dw Inc.
    Corpus Christi, TX
    Corpus Christi, TX
Other Businesses

*313344 - Agriculture; Investment related-Yes; Victoria, Texas; Agriculture; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 01/2017; During business hours: 0; After business hours: 1; Customer Service.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-12-14
S63 Uniform Securities Agent State Law Examination 1995-11-15
  • S65 Uniform Investment Adviser Law Examination
    1995-12-14
  • S63 Uniform Securities Agent State Law Examination
    1995-11-15

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Rockport, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor