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Current Employers
Truist Advisory Services, Inc.

303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2016-09-12
  • MD RA
    APPROVED
    Since 2016-09-12

Branch Locations

1445 Research Blvd Fl 2, Rockville, MD 20850 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Truist Investment Services Bethesda MD 04/2001 Present
Truist Advisory Services Atlanta GA 09/2016 Present
  • 04/2001 → Present
    Truist Investment Services
    Bethesda, MD
  • 09/2016 → Present
    Truist Advisory Services
    Atlanta, GA
Other Businesses

NAME OF BUSINESS: CONDO RENTAL (NON-INVESTMENT RELATED) LOCATION OF BUSINESS:OCEAN VIEW, DE NATURE OF BUSINESS: BEACH CONDO RENTAL TITLE & DESCRIPTION OF DUTIES OF BUSINESS: OWNER DATE ASSOCIATION BEGAN: 10/26/2012 TIME DEVOTED: 0-HOURS DEVOTED PER MONTH DURING BUSINESS HOURS/0-HOURS DEVOTED PER MONTH AFTER BUSINESS HOURS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-10-14
S63 Uniform Securities Agent State Law Examination 1995-11-08
  • S66 Uniform Combined State Law Examination
    2005-10-14
  • S63 Uniform Securities Agent State Law Examination
    1995-11-08
Other Names
  • Shampa Mithu

View on SEC IAPD

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