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388 Greenwich Street, New York, NY 10013 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-06-29 |
Branch Locations
Cwm Retail, Sales 6105 Jericho Turnpike, Commack, NY 11725 • United States
Citi Wealth Management, Sales 4800 Nesconset Highway, Ste 1, Port Jefferson, NY 11776 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Forest Hills | NY | 01/2000 | 10/2021 |
| Charles Schwab Bank Ssb | Forest Hills | NY | 02/2005 | 10/2021 |
| Bankers Life | Hauppaugue | NY | 11/2021 | 01/2022 |
| Thrivent Investment Management Inc | Brooklyn | NY | 01/2022 | 06/2022 |
| Thrivent Financial | Appleton | WI | 02/2022 | 06/2022 |
| Citigroup | Bay Shore | NY | 06/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-02-24 |
| S63 | Uniform Securities Agent State Law Examination | 1996-02-13 |
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