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Charles Schwab & Co., Inc. CRD 5393
955,800 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2012-12-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Lone Tree | CO | 02/2004 | Present |
| Thirty-One | Columbus | OH | 11/2015 | Present |
11/4/15,Thirty-One,NO,COLUMBUS,OH,RETAIL,CONSULTANT,LESS THAN 20, 0, Consultant for Thirty-One products which includes bags, purses, and totes.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-11-12 |
| S63 | Uniform Securities Agent State Law Examination | 1996-09-19 |
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