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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-11-09
OH RA APPROVED 1999-09-12
  • TX RA
    APPROVED_RES
    Since 2021-11-09
  • OH RA
    APPROVED
    Since 1999-09-12

Branch Locations

6060 Rockside Woods Blvd N Ste 141, Independence, OH 44131 • United States

Kirtland, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Independence OH 09/2005 03/2020
Ameriprise Financial Services, Llc Independence OH 03/2020 Present
Other Businesses

Board of Directors; Slovenska Pristava; Board Member; 5900 SOM Center Rd Suite 12 - #125, , Willoughby, OH, 44094; Not Investment-Related; 11/01/2020; 1 to 9 hours per month; 0 during trading hours / Rocking Horse Farms HOA; 1 year term beginning 07/01/2024; 10485 Rocking Horse Trail, , Kirtland, OH, 44094; Not Investment-Related; 07/01/2024; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; Camp Pristava; Serve as Camp Director for Camp Pristava, which is a Slovenian Catholic summer camp for children that attend St. Vitus or St. Mary's Slovenian schools or who's families are active members of Slovenska Pristava. Duties prior to camp include recruiting other volunteers to serve as kitchen staff, parent-in-charge, selecting head counselors, getting word out about dates of camp, preparing registration forms, answering questions from parents and counselors, and helping to organize activities and supplies for the week. During camp week serve as liaison between campers, counselors and parent volunteers. After camp make sure to leave the Slovenska Pristava in the same if not better condition than when we arrived, put away all supplies and clean up both inside and outside.; 1024 Brandt Road, , Geneva, OH, 44014; Investment-Related; 06/21/2023; 10 to 19 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-10-08
  • S66 Uniform Combined State Law Examination
    2001-10-08

View on SEC IAPD

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