Christopher James Rouse

Current Employers

Employment History

• 12/2006 → Present
  The Knw Group
  Minnetonka, MN
• 12/2006 → Present
  Kestra Investment Services, Llc
  Excelsior, MN
• 04/2016 → Present
  Kestra Advisory Services, Llc
  Excelsior, MN

Other Businesses

Name: NFP Investment Related: Yes Address: 5050 Waterford Park Highway 169 N Suite 1100 Plymouth MN 55441 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Consulting; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Other, Principal of agency, employee, no ownership Start Date: 12/15/2006 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Producer role - I sell and service the plans for the executive benefits division of The KNW Group, LLC Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Name: Rouse Executive Solutions Investment Related: Yes Address: 4350 Baker Road, Suite 250 Minnetonka MN 55343 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Consulting; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: CEO Start Date: 5/15/2018 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Sole member of the entity with 100% interest, responsible for general active management of the company, investment advisory, benefits consulting and insurance sales. Name: Rouse & Company Investment Related: Yes Address: 445 Lake Street E, Suite 200 Wayzata MN 55391 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Consulting; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: President Start Date: 9/13/2019 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: I am the sole Producer and I employ 2 FT staff as well

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-10-29
• S63 Uniform Securities Agent State Law Examination
  1995-10-25

Other Names

• Casey Rouse