Joseph Cortis Orlando

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/1999 → 10/2018
  Broker Dealer Financial Services Corp.
  Chicago, IL
• 10/2018 → 10/2019
  Cambridge Investment Research, Inc.
  Chicago, IL
• 10/2018 → 10/2019
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 10/2019 → Present
  Royal Alliance
  Chicago, IL

Previous Registrations

• 2018-10-20 → 2019-10-22
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 2002-12-20 → 2018-10-20
  Investment Advisors Corp
  Chicago, IL
  Chicago, IL
  Chicago, IL
• 2002-12-20 → 2002-12-31
  Investment Advisors Corp
  Rosemont, IL

Other Businesses

1. FINANCIAL RENAISSANCE, INC. POSITION: Sole Owner NATURE: S corp. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 32 START DATE: 02/02/1998 ADDRESS: 1016 West Jackson, Suite 407, Chicago IL 60607, United States DESCRIPTION: Insurance agency ownership: revenue made up of commissions and fees from me and other producers selling insurance products. It has several employees and a service/operational structure that have to be managed for which I am paid a salary. As sole shareholder of the company, I am paid out any remaining profits as a divided distribution.

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-11-03
• S63 Uniform Securities Agent State Law Examination
  1995-10-24

Other Names

• Joseph A Orlando
• Joseph Anthony Orlando