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John Schooler Jones

John Schooler Jones LLC

Petaluma, CA

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Current Employers
John Schooler Jones Llc

Petaluma, CA • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2004-01-26
  • CA RA
    APPROVED
    Since 2004-01-26

Branch Locations

Petaluma, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
John Schooler Jones Llc Petaluma CA 02/2003 Present
Previous Registrations
  • 2002-11-04 → 2004-01-26
    Jones, John Schooler
    Petaluma, CA
  • 2001-11-21 → 2003-06-13
    Lwi Financial Inc.
    Rohnert Park, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-11-12
S63 Uniform Securities Agent State Law Examination 1995-11-07
  • S65 Uniform Investment Adviser Law Examination
    2001-11-12
  • S63 Uniform Securities Agent State Law Examination
    1995-11-07

View on SEC IAPD

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