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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-09-25
DC RA APPROVED 2009-10-23
MD RA APPROVED 2009-10-23
VA RA APPROVED 2009-10-23
  • TX RA
    APPROVED_RES
    Since 2013-09-25
  • DC RA
    APPROVED
    Since 2009-10-23
  • MD RA
    APPROVED
    Since 2009-10-23
  • VA RA
    APPROVED
    Since 2009-10-23

Branch Locations

901 Dulaney Valley Rd, Towson, MD 21204 • United States

Sykesville, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Towson MD 10/2009 Present
Bank Of America, N.A. Towson MD 07/2011 Present
Previous Registrations
  • 2006-11-03 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Towson, MD
  • 2002-04-22 → 2006-11-10
    Catonsville, MD
    Baltimore, MD
    Hanover, MD
Other Businesses

I*2010268, Entity Type: Entity Charitable, Name of OBA: St Joseph Catholic Community, Address: Eldersburg, Maryland, 21784, Investment Related: N, Position, Title, Association: Board Member, Other, Employee Start Date: 01/28/2026, No Hours: 20 Yearly, No Hours during Trading: 0 Yearly, Duties: Run the meeting The finance commission looks at all financial aspects of the church. We don't have any authority to do anything but help the Pastor with his decisions. We help with the budget, educate him on questions about the PNC endowment fund but we have no decision making ability. I had previously disclosed that I was Vice Chair last year and it was approved in the system. I'm now trying to change from Vice Chair to Chair with this request. I have been trying to do this for over a month. I tried to do it before I was on Sabbatical and am still trying to get this approved. I was a member and Chair for about 10 or 12 years, took off about 3 years and came back as Member for about a month and then Vice Chair after a couple months and now I am Chair. Thanks. Advise the Pastor on financial issues

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-04-16
S63 Uniform Securities Agent State Law Examination 1995-11-01
  • S65 Uniform Investment Adviser Law Examination
    2002-04-16
  • S63 Uniform Securities Agent State Law Examination
    1995-11-01
Other Names
  • Bruce Edward Goodwin

View on SEC IAPD

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