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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-09-25 |
| DC | RA | APPROVED | 2009-10-23 |
| MD | RA | APPROVED | 2009-10-23 |
| VA | RA | APPROVED | 2009-10-23 |
Branch Locations
901 Dulaney Valley Rd, Towson, MD 21204 • United States
Sykesville, MD • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Towson | MD | 10/2009 | Present |
| Bank Of America, N.A. | Towson | MD | 07/2011 | Present |
I*2010268, Entity Type: Entity Charitable, Name of OBA: St Joseph Catholic Community, Address: Eldersburg, Maryland, 21784, Investment Related: N, Position, Title, Association: Board Member, Other, Employee Start Date: 01/28/2026, No Hours: 20 Yearly, No Hours during Trading: 0 Yearly, Duties: Run the meeting The finance commission looks at all financial aspects of the church. We don't have any authority to do anything but help the Pastor with his decisions. We help with the budget, educate him on questions about the PNC endowment fund but we have no decision making ability. I had previously disclosed that I was Vice Chair last year and it was approved in the system. I'm now trying to change from Vice Chair to Chair with this request. I have been trying to do this for over a month. I tried to do it before I was on Sabbatical and am still trying to get this approved. I was a member and Chair for about 10 or 12 years, took off about 3 years and came back as Member for about a month and then Vice Chair after a couple months and now I am Chair. Thanks. Advise the Pastor on financial issues
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-04-16 |
| S63 | Uniform Securities Agent State Law Examination | 1995-11-01 |
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