Suzanne Leah Kane

Rbc Capital Markets, LLC

CRD 3142669

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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2023-12-26
NY	RA	APPROVED	2021-08-26

TX RA
APPROVED_RES

Since 2023-12-26
NY RA
APPROVED

Since 2021-08-26

Branch Locations

80 Linden Oaks Suite 220, Rochester, NY 14625-2809 • United States

Pittsford, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Rbc Capital Markets	Rochester	NY	05/2010	Present

05/2010 → Present

Rbc Capital Markets

Rochester, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-10-02
S63	Uniform Securities Agent State Law Examination	2000-10-19

S66 Uniform Combined State Law Examination

2002-10-02
S63 Uniform Securities Agent State Law Examination

2000-10-19

View on SEC IAPD

Nearby Firms

COMMONWEALTH FINANCIAL NETWORK

Nearby Investors

THERESA CLARE KENYON

JAMES HAROLD HARMAN

GEORGIANN VALLEE COLLINS

Nearby Offices

MORGAN STANLEY · Rochester, NY

COMMONWEALTH FINANCIAL NETWORK · ROCHESTER, NY

NOVEM GROUP · ROCHESTER, NY

More in Rochester, NY

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