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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2004-09-10
  • NE RA
    APPROVED
    Since 2004-09-10

Branch Locations

13609 California St Ste 300, Omaha, NE 68154 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Omaha NE 08/1997 Present
Northwestern Mutual Investment Services, Llc Omaha NE 01/1998 Present
Michael Tews Omaha NE 05/2004 Present
Northwestern Mutual Investment Services, Llc. Omaha NE 09/2004 Present
Other Businesses

MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. ACCOUNTING AND BOOKKEEPING SERVICES FOR TWO REPRESENTATIVES AT OFFICE. 10 HOURS PER MONTH FOR $4,000 COMPENSATION ANNUALLY. ACTIVITY TAKES PLACE AT 120605 IVA ST, GRETNA, NE. NOT INVESTMENT RELATED.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-08-31
S63 Uniform Securities Agent State Law Examination 1998-02-05
  • S65 Uniform Investment Adviser Law Examination
    2004-08-31
  • S63 Uniform Securities Agent State Law Examination
    1998-02-05

View on SEC IAPD

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