Mimi Keller Drake

Employer firm

Cerity Partners LLC CRD 151559

$162B regulatory AUM 53 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2011 → 04/2022
  Permit Capital Advisors, Llc
  West Conshohocken, PA
• 04/2022 → Present
  Cerity Partners Llc
  New York, NY

Previous Registrations

• 2022-05-12 → 2022-05-23
  Permit Capital Advisors, Llc
  West Conshohocken, PA

Other Businesses

1) Board of Directors, Star Equity Holdings, Inc. Chair of the Board, 10/1/2025, Business is not investment related 2) Board Member, Ben Franklin Technology Partners (non-profit), organization is not investment related 3) Board Member, Philadelphia Financial Scholars (non-profit), organization is not investment related 4) Board of Trustees, The Shipley School, 2008 - present (non-profit), organization is not investment related 5) Chair Emerita, 100 Women in Finance (non-profit), organization is not investment related 6) Board of Directors, Evolution AB Unsponsored ADR, 8/20/2021, 2 hours per month outside of securities trading hours, position is not investment related 7) Mimi Drake is a managing member or authorized principal of unregistered funds managed by Sage Advisors, LLC: One Tower Funds; Liberty Permit Energy Funds; GW Equity Fund, LLC; and Philadelphia Community Impact Fund, LLC. Ms. Drake maintains a profit interest in these funds. Ms. Drake is managing member or authorized principal of general partners of unregistered funds: Permit Capital Advisors, LLC: Avonwood Capital GP LLC; Fisher Road, LLC; Liberty Permit Energy Infrastructure GP LLC; Liberty Permit Energy Vehicle LLC; and One Tower GP, LLC. Ms. Drake maintains a profit interest in funds managed by these general partners. Ms. Drake is managing member or authorized principal of Permit QOZ Fund I, LLC. Ms. Drake maintains a profit interest in this fund. 8) Board Member, Thomas Jefferson University and Jefferson Health Board of Trustees, Chair of Investment Committee, 7/1/2026, organization is not investment related

Exams

• S63 Uniform Securities Agent State Law Examination
  1995-12-27

Other Names

• Mimi B Keller
• Mimi B Drake
• Mimi Drake