Stephen Jacob Blum

Employer firm

Strategic Wealth Planning CRD 149134

$209M regulatory AUM 15 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• ESTATE PLANNING & MANAGEMENT SERVICES; BUSINESS PLANNING & MANAGEMENT SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2009 → 09/2018
  Purshe Kaplan Sterling Investments
  Albany, NY
• 01/2009 → Present
  Blum Financial, Lp
  Richardson, TX
• 11/2018 → Present
  Realta Equities, Inc.
  Wilmington, DE

Previous Registrations

• 2005-12-20 → 2008-12-31
  Voya Financial Advisors, Inc.
  Addison, TX
  Dallas, TX
• 2003-07-15 → 2006-01-17
  Eagle Strategies Llc
  Dallas, TX

Other Businesses

1.) BLUM MANAGEMENT GROUP. DBA NAME. 2.) STRATEGIC WEALTH PLANNING; OUTSIDE RIA; LOCATED AT 2929 NORTH CENTRAL EXPRESSWAY, SUITE 200 RICHARDSON, TX 75080. 3.) ASH BROKERAGE; LOCATED AT 888 HARRISON STREET, #900, FORT WAYNE, IN 46802; PORTAL.ASHBROKERAGE.COM. 4.) MASS MUTUAL; LOCATED AT 1295 STATE STREET, SPRINGFIELD, MA 01111; INSURANCE AND FIXED ANNUITIES; MASSMUTUAL.COM. 5.) LEVINE ACADEMY; LOCATED AT 18011 HILLCREST RD.; DALLAS, TX, 75252. COMPENSATION IN THE FORM OF FEES AND COMMISSIONS. 20 HOURS PER WEEK, DURING TRADING HOURS. 6.) STRATEGIC BOOKKEEPERS LLC; OWNER; WWW.STRATEGICBOOKKEEPERS.COM LESS THAN 5 HOURS PER WEEK; LOCATED AT: 14900 LANDMARK BLVD #460 DALLAS, TX 75254 7.) TRIPLE PLAY HOLDINGS, LLC; NON-SECURITIES RELATED; 5807 RICHWATER DRIVE, DALLAS, TX 75252; IP HOLDING COMPANY OWNED BY BLUM MANAGEMENT GROUP; 1-5 HOURS PER WEEK DURING NON-TRADING HOURS 8.) TPH 2929 NCX, LLC; REAL ESTATE-COMMERCIAL OFFICE BUILDING LOCATED IN RICHARDSON, TX; MANAGED DAY-TO-DAY BY CAPSTAR MGMT; 1 HOUR OR LESS BI-WEEKLY SOME DURING NORMAL TRADING HOURS.

Exams

• S63 Uniform Securities Agent State Law Examination
  2003-09-17

Designations

• Certified Financial Planner
• Chartered Financial Consultant

Other Names

• Steve Blum
• Stephen Jacob Blum
• Stephen J Blum