Joseph Paul Seoane

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/1995 → 11/2024
  Pruco Securities, Llc.
  Waxahachie, TX
• 01/1996 → Present
  Prudential Insurance Company Of America
  Waxahachie, TX
• 11/2024 → Present
  Lpl Enterprise, Llc
  Waxahachie, TX

Previous Registrations

• 2006-09-14 → 2024-11-14
  Pruco Securities, Llc.
  Ridgeland, MS
  Slidell, LA
  Slidell, LA
  Covington, LA
  Ridgeland, MS
  Slidell, LA
  Plano, TX
  Waxahachie, TX
  Plano, TX
  Waxahachie, TX
  Houston, TX
  Waxahachie, TX

Other Businesses

1) 09/13/2024 - First Baptist Church - Teach Sunday School and Greet people - Non-profit volunteer (not on board) - Non Inv Related - At Waxahachie, TX - Start Date 08/20/2024 - 850hrs/mth - 0hrs/mth During trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-11-30
• S63 Uniform Securities Agent State Law Examination
  1996-01-29

Other Names

• Joey Seoane
• Joe Seoane
• Joseph Paul Seoane