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David Weiss

Allworth Financial, L.P.

Durham, NC

Folsom, CA

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Current Employers
Allworth Financial, L.P.

340 Palladio Pkwy. Suite 501, Folsom, CA 95630 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-03-06
  • NC RA
    APPROVED
    Since 2026-03-06

Branch Locations

3917 University Drive Suite 200, Durham, NC 27707 • United States

340 Palladio Pkwy. Suite 501, Folsom, CA 95630 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade, Inc. Raliegh NC 05/2001 03/2018
Weston Banks Wealth Partners Raleigh NC 04/2019 02/2026
Allworth Financial Durham NC 03/2026 Present
Aw Securities Durham NC 03/2026 Present
Unemployed Raleigh NC 03/2018 04/2019
  • 05/2001 → 03/2018
    Scottrade, Inc.
    Raliegh, NC
  • 04/2019 → 02/2026
    Weston Banks Wealth Partners
    Raleigh, NC
  • 03/2026 → Present
    Allworth Financial
    Durham, NC
  • 03/2026 → Present
    Aw Securities
    Durham, NC
  • 03/2018 → 04/2019
    Unemployed
    Raleigh, NC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-03-03
S65 Uniform Investment Adviser Law Examination 2001-01-19
S63 Uniform Securities Agent State Law Examination 1996-02-23
  • S66 Uniform Combined State Law Examination
    2017-03-03
  • S65 Uniform Investment Adviser Law Examination
    2001-01-19
  • S63 Uniform Securities Agent State Law Examination
    1996-02-23
Other Names
  • David L Weiss
  • David L Weiss
  • David Laurence Weiss

View on SEC IAPD

Other Firms

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BRYANT & BRANNOCK, LLC.
STATE FARM INVESTMENT MANAGEMENT CORP.
J.P. MORGAN SECURITIES LLC
CENTER PEAK FINANCIAL
LASALLE ST. INVESTMENT ADVISORS, L.L.C.
SCHARL ADVISORY SERVICES, INC.
EDWARD JONES

Other Investors

MADISON JANECZKO
MEGHAN HANNA
SAMUEL EDWARD BROTHERTON
BENJAMIN D. LOWRY
NATHAN B. NEELY
CATHERINE PELICAN
KYLE S MAXWELL
FOSTER KYEI

Other Offices

STRATEGIC ADVISERS LLC · DURHAM, NC
BRYANT & BRANNOCK, LLC. · DURHAM, NC
STATE FARM INVESTMENT MANAGEMENT CORP. · Durham, NC
J.P. MORGAN SECURITIES LLC · Durham, NC
CENTER PEAK FINANCIAL · DURHAM, NC
LASALLE ST. INVESTMENT ADVISORS, L.L.C. · Durham, NC
STATE FARM INVESTMENT MANAGEMENT CORP. · Durham, NC
SCHARL ADVISORY SERVICES, INC. · DURHAM, NC

More in Durham, NC

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