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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-10-20
FL RA APPROVED 2015-06-29
  • TX RA
    APPROVED_RES
    Since 2017-10-20
  • FL RA
    APPROVED
    Since 2015-06-29

Branch Locations

701 Brickell Ave, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Miami FL 04/2015 Present
Bank Of America, N.A. Miami FL 06/2015 Present
Previous Registrations
Other Businesses

I*970243For profit or not for profit: Entity For ProfitName of outside business organization: JVC Property Holdings, LLCInvestment related: NAddress of business: Miami Shores, Florida, 33138Nature of business: ["Limited Liability Company"]Position, title, association: ["Owner"], Start date of relationship: 8/25/2022Number of hours devoted: 2 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: , LLC was established to acquire a commercial property. I*2049271, Entity Type, Entity Charitable, Name of OBA: Catholic Charities Foundation, Address: Miami Shores, FL, 33138, Investment Related: No, Position, Title, Association: Board Mbr, Employee Start Date: 12/01/2024, No Hours: 1hr/Mo, No Hours during trading: 0, Duties: Sit on advisory committee for church finances and strategy in South Florida. I*3103288 Entity Type: N/A Name of OBA:Maria P Halloran IRA = M.P.H. IRA Address:Miami Shores Florida Investment Related:No Position, Title, Association:Power of Attorney Start Date:11/01/2025 No Hours: 1 Yearly No Hours during trading:0 Yearly Duties:Power of Attorney for Child/Grandchild I*3104284 Entity Type: N/A Name of OBA:Thomas M Halloran IRA = T.M.H. IRA Address:Miami Shores Florida Investment Related:No Position, Title, Association:Power of Attorney Start Date:11/01/2025 No Hours: 1 Yearly No Hours during trading:0 Yearly Duties:Power of Attorney for Child/Grandchild

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-02-24
  • S66 Uniform Combined State Law Examination
    2006-02-24
Other Names
  • Thomas P Halloran

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