Best Investors Account Sign in

Brandi Lee Jones

Ubs Financial Services Inc.

Gardendale, AL

Atlanta, GA

CRD 2667082

Claim This Profile
Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2015-07-14
  • AL RA
    APPROVED
    Since 2015-07-14

Branch Locations

Gardendale, AL • United States

3560 Lenox Road Ne 28Th Floor, Atlanta, GA 30326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Birmingham AL 06/2015 Present
Other Businesses

N/A / arts and crafts / artist, Start Date - 11/6/2015

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-07-14
S63 Uniform Securities Agent State Law Examination 1995-12-04
  • S66 Uniform Combined State Law Examination
    2015-07-14
  • S63 Uniform Securities Agent State Law Examination
    1995-12-04
Other Names
  • Brandi Lee Courington
  • Brandi Lee Courington
  • Brandi Courington Hubbard
  • Brandi Lee Jones
  • Brandi Lee Lee Jones

View on SEC IAPD

More in Gardendale, AL

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor