Roxana E Solorzano

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2009 → 12/2016
  Lpl Financial Llc
  Pasadena, CA
• 10/2015 → 09/2016
  Lake Avenue Financial, Llc
  Pasadena, CA
• 12/2017 → 01/2018
  Haydel, Biel & Associates
  Los Angeles, CA
• 03/2017 → 12/2017
  Unemployed
  Los Angeles, CA
• 04/2018 → 09/2023
  Allstate Insurance Company
  Los Angeles, CA
• 02/2021 → 05/2024
  962 Breed Rentals
  Los Angeles, CA
• 01/2014 → 05/2024
  Legacy Wealth Partners
  Pasadena, CA
• 07/2023 → 05/2024
  Urban Wealth Management Llc
  Pasadena, CA
• 05/2018 → 07/2023
  Allstate Financial Services
  Pasadena, CA
• 05/2024 → Present
  Ameriprise Financial Services, Llc
  Monrovia, CA
• 12/2016 → 03/2017
  Earl B Rideau
  Pasadena, CA
• 01/2018 → 05/2018
  Unemployed
  Los Angeles, CA

Previous Registrations

• 2023-09-01 → 2024-06-06
  Urban Wealth Management Or Uwm
  Henderson, NV
  Pasadena, CA
• 2018-04-24 → 2023-09-01
  Allstate Financial Advisors, Llc
  Los Angeles, CA
  Pasadena, CA
• 2017-12-08 → 2018-01-12
  Equanimity Financial Partners
  Pasadena, CA
• 2009-08-10 → 2017-01-24
  Lpl Financial Llc
  Diamond Bar, CA
  Brea, CA
  South Pasadena, CA
  Pasadena, CA
  South Pasadena, CA
  Pasadena, CA
• 2016-04-01 → 2016-06-27
  Lake Avenue Financial, Llc
  Pasadena, CA
• 2015-11-04 → 2015-12-31
  Lake Avenue Financial, Llc
  Pasadena, CA
• 2009-05-02 → 2009-05-12
  Chase Investment Services Corp.
  Los Angeles, CA
  Los Angeles, CA
• 2008-12-16 → 2009-05-02
  Wamu Investments, Inc.
  Los Angeles, CA
  Los Angeles, CA
• 2004-02-10 → 2008-12-22
  Lpl Financial Llc
  Brea, CA
  Pasadena, CA
  Diamond Bar, CA
• 2001-10-15 → 2002-10-24
  Ameriprise Financial Services, Llc
  Santa Monica, CA

Other Businesses

Real Estate Ownership; Multi-Family; 962 S BREED ST, , LOS ANGELES, CA, 90023; Investment-Related; 12/01/2020. Business Ownership; LEGACY WEALTH PARTNERS; Owner; Tax Preparation; 821 S MYRTLE AVE, SUITE 2, MONROVIA, CA, 91016; Not Investment-Related; 01/01/2014; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Rotary Club of East Los Angeles; PRESIDENT; PO Box 226769, , Los Angeles, CA, 90022; Not Investment-Related; 07/01/2024; 10 to 19 hours per month; 0 during trading hours.

Exams

• S63 Uniform Securities Agent State Law Examination
  1998-11-27
• S65 Uniform Investment Adviser Law Examination
  1998-11-24

Other Names

• Roxanna Solorzano
• Roxana Esperanza Solorzano
• Roxana E Solorzano