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Monica Maria Snider

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Charlotte, NC

New York, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2015-08-17
  • NC RA
    APPROVED
    Since 2015-08-17

Branch Locations

100 N Tryon St, Charlotte, NC 28255 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. Charlotte NC 10/2006 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Boston MA 10/2009 Present
Previous Registrations
  • 2009-10-23 → 2014-10-17
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Boston, MA
    Charlotte, NC
    Matthews, NC
    New York, NY
  • 1998-04-01 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Boston, MA
    Charlotte, NC
    Waltham, MA
    Boca Raton, FL
    Boca Raton, FL
    Charlotte, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-09-27
S63 Uniform Securities Agent State Law Examination 1997-09-24
  • S65 Uniform Investment Adviser Law Examination
    2001-09-27
  • S63 Uniform Securities Agent State Law Examination
    1997-09-24
Other Names
  • Monica Hoyos

View on SEC IAPD

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