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Brett Francis Adams

Edward Jones

Carroll, IA

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-12-19
IA RA APPROVED 2008-01-22
  • TX RA
    APPROVED_RES
    Since 2018-12-19
  • IA RA
    APPROVED
    Since 2008-01-22

Branch Locations

1205 W Hwy 30 Suite F, Carroll, IA 51401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 11/2007 Present
Other Businesses

Adams Farm Operations LLC Type of business: LLC Carroll, IA Start date: 1/1/2018 Owner / Single member Hours per week: 2 Hours during trading: 0 Farm 172 acres farmland. Annual hours worked = approximately 100. Adams Real Estate, LLC Type of business: LLC - Partnership Carroll, IA Start date: 1/1/2018 Partner Hours per week: 0 Hours during trading: 0 This entity owns the 5 properties listed under "Associate Controlled Property".

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-01-18
S63 Uniform Securities Agent State Law Examination 2006-12-18
  • S66 Uniform Combined State Law Examination
    2008-01-18
  • S63 Uniform Securities Agent State Law Examination
    2006-12-18

View on SEC IAPD

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