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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-03-10
IA RA APPROVED 2005-01-18
  • TX RA
    APPROVED
    Since 2021-03-10
  • IA RA
    APPROVED
    Since 2005-01-18

Branch Locations

223 W 5Th St, Carroll, IA 51401 • United States

107 S Fulton, Newell, IA 50568 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Princor Financial Services Corporation Des Moines IA 07/1989 Present
Principal Life Insurance Des Moines IA 07/1998 Present
  • 07/1989 → Present
    Princor Financial Services Corporation
    Des Moines, IA
  • 07/1998 → Present
    Principal Life Insurance
    Des Moines, IA
Other Businesses

***INDIVIDUAL MEDICAL POLICY SALES. 03/2010-PRESENT. GROUP BENEFIT AND INDIVIDUAL MEDICAL INSURANCE SALES. APPROX 20 GROUPS AND 200 INDIVIDUAL CLIENTS. NOT INVESTMENT RELATED. 5 HRS/MO. ***Fixed Insurance, Life, Annuities, LTC, DI, 05/11/16. ***MaGIC Ag Ventures, LLC, Owner, 07/21/17. ***Rental Property, Owner, receives rental income, 16680 255th St, Spirit Lake, IA 51360, 09/29/17, Investment Related: N, Hours Per Month, 0.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1989-08-14
  • S63 Uniform Securities Agent State Law Examination
    1989-08-14
Designations

View on SEC IAPD

Other Firms

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