Shon Edward Flaharty

Current Employers

Employment History

• 09/2007 → 05/2026
  Lpl Financial Llc
  Clearwater, FL
• 07/2013 → Present
  Flaharty Asset Management, Llc
  Clearwater, FL
• 05/2026 → Present
  Modern Wealth Management, Llc
  Clearwater, FL
• 06/2026 → Present
  Mutual Securities, Inc
  Clearwater , FL

Previous Registrations

• 2007-09-10 → 2026-06-03
  Lpl Financial Llc
  St Petersburg, FL
  St. Petersburg, FL
  Fort Mill, SC
  Clearwater, FL
  Clearwater, FL
  Punta Gorda, FL
  Belleair, FL
• 2004-04-26 → 2007-09-12
  Banc Of America Investment Services, Inc.
  Tampa, FL
  Clearwater, FL
  Tampa, FL
• 1995-11-20 → 2004-04-21
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  St Petersburg, FL

Other Businesses

1. 11/5/2009 Flaharty & Associates, LLC-311 Park Place, Suite 150, Clearwater, FL 33759-Investment Related Variable Insurance-1% of my time; 2. 11/20/2012 - Flaharty & Associates, LLC - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Time Spent 5% 3. 12/11/2012 - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Time Spent 2% 4. 09/22/2020 - Real Estate Rental - Investment Related - At Reported Business Location(s) - Start Date 08/03/2020 - 0 Hours Per Month/ During Trading 5. Modern Wealth Management, Start Date: 06/01/2026, 311 Park Place Blvd., LLC, Investment, Managing Director, Managing Director, Investment Related, 160 Hours per month, 8 Hours per day during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-12-01
• S63 Uniform Securities Agent State Law Examination
  1995-11-30

Designations

Other Names

• Shon E Flaharty
• Shon Edward Flaharty
• Shon Edward Flaharty