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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-10-04 |
| NC | RA | APPROVED | 2009-10-05 |
Branch Locations
14120 Ballantyne Corporate Pl Ste 325, Charlotte, NC 28277 • United States
Charlotte, NC • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Charlotte | NC | 10/2009 | 03/2020 |
| Ameriprise Financial Services, Inc. | Charlotte | NC | 10/2009 | 03/2020 |
| Ameriprise Financial Services, Llc | Charlotte | NC | 03/2020 | Present |
Business Ownership; LWM Partners; Owner; Manage Ameriprise Business; 14120 Ballantyne Corp Pl, Suite 325, Charlotte, NC, 28277; Not Investment-Related; 04/19/2024; 1 to 9 hours per month; 0 during trading hours / Daniel Hanvey; Owner; Manage Ameriprise Business; 3929 Cambridge Hill Lane, , Charlotte, NC, 28270; Investment-Related; 02/17/2025; 0 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-11-29 |
| S63 | Uniform Securities Agent State Law Examination | 1995-12-04 |
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