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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-01-04
OH RA APPROVED 1999-09-18
  • TX RA
    APPROVED_RES
    Since 2012-01-04
  • OH RA
    APPROVED
    Since 1999-09-18

Branch Locations

56 Metric Dr, Tallmadge, OH 44278 • United States

Hartville, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Tallmadge OH 09/2005 03/2020
Ameriprise Financial Services, Llc Tallmadge OH 03/2020 Present
Other Businesses

Real Estate Ownership; Commercial; Metric Dr, , Tallmadge, OH, 44278; Not Investment-Related; 05/01/2008. Board of Directors; Tallmadge Foundation; Trustee; PO Box 62, , Tallmadge, OH, 44278; Investment-Related; 01/01/2003; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-11-21
  • S63 Uniform Securities Agent State Law Examination
    1997-11-21
Designations

View on SEC IAPD

Other Firms

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