Marcus Alexander Wheeler

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → 10/2016
  Morgan Stanley Smith Barney
  New Orleans, LA
• 10/2016 → Present
  Stifel Nicolaus & Co Inc
  Atlanta, GA

Previous Registrations

• 2009-06-01 → 2016-10-29
  Morgan Stanley
  New Orleans, LA
  Atlanta, GA
  Atlanta, GA
  Alpharetta, GA
  Alpharetta, GA
  Charleston, WV
  Atlanta, GA
• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Atlanta, GA
  Atlanta, GA
  New Orleans, LA
• 1997-10-06 → 2007-04-02
  Morgan Stanley Dw Inc.
  New Orleans, LA
  Pensacola, FL
  Tallahassee, FL

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-02-01
• S63 Uniform Securities Agent State Law Examination
  1996-04-12

Other Names

• Marcus A Wheeler