Jesse M Rodriquez

Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2011 → 01/2020
  Ubs Financial Services Inc.
  Newport Beach, CA
• 01/2020 → Present
  Wells Fargo Advisors Financial Network, Llc
  Newport Beach, CA

Previous Registrations

• 2011-10-26 → 2020-01-21
  Ubs Financial Services Inc.
  Newport Beach, CA
• 2006-05-19 → 2011-10-27
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  El Segundo, CA
• 1997-07-08 → 2006-05-26
  Citigroup Global Markets Inc.
  Long Beach, CA
  Long Beach, CA

Other Businesses

26305 VIA CALIFORNIA LLC, INV RELATED, NEWPORT BEACH, CA, 100% OWNERSHIP, START 8/13/2019, ZERO HOURS PER MONTH, ZERO DURING TRADING, HOLDS RENTAL PROPERTY.| 31 BUCCANEER LLC, INV RELATED, NEWPORT BEACH, CA, 100% OWNERSHIP, START 10/17/2019, ZERO HOURS PER MONTH, ZERO DURING TRADING, HOLDS RENTAL PROPERTY.| RODRIQUEZ WEALTH MANAGEMENT INC, INV RELATED, NEWPORT BEACH, CA, 100% OWNERSHIP, START 1/10/2020, 160 HOURS PER MONTH, 120 HOURS DURING TRADING, FINET PRACTICE.| TRUSTEE FOR FINET PRACTICE DBP PLAN; INV. RELATED; NEWPORT BEACH, CA, 100% OWNERSHIP, START 2/18/2021, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING.| RENTAL PROPERTY, INV RELATED, ANAHEIM, CA, 100% OWNERSHIP, START 4/04/2025, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING, PASSIVE OWNER.| SILVER DOLLAR VENTURES, LLC; NOT INVESTMENT RELATED; PARK CITY, UT; 100% OWNERSHIP; START 10/15/2020; ZERO HOURS PER MONTH; ZERO HOURS DURING TRADING; HOLDS CONDO RENTAL PROPERTY.| RENTAL PROPERTY; INVESTMENT RELATED; PART CITY, UT; 100% OWNERSHIP; START 10/23/2020; ZERO HOURS PER MONTH; ZERO HOURS DURING TRADING; OWNER.| RENTAL PROPERTY; INVESTMENT RELATED; ANAHEIM, CA; 100% OWNERSHIP; START 12/4/2020; ZERO HOURS PER MONTH; ZERO HOURS DURING TRADING; OWNER.| RENTAL PROPERTY; INVESTMENT RELATED; ANAHEIM, CA; 100% OWNERSHIP; START 12/4/2020; ZERO HOURS PER MONTH; ZERO HOURS DURING TRADING; OWNER.| RENTAL PROPERTY, INV RELATED, NEWPORT BEACH, CA, 100% OWNERSHIP, START 5/20/2021, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING, FUTURE PRACTICE OFFICE LOCATION.| DYSO 1 LLC, INV RELATED, ANAHEIM, CA, 100% OWNERSHIP, START 4/7/2021, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING, HOLDS APARTMENTS IN TRUST.| DYSO 2 LLC, INV RELATED, ANAHEIM, CA, 100% OWNERSHIP, START 4/7/2021, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING, HOLDS APARTMENTS IN TRUST.| DYSO 3 LLC, INV RELATED, ANAHEIM, CA, 100% OWNERSHIP, START 4/7/2021, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING, HOLDS APARTMENTS IN TRUST.| RENTAL PROPERTY, INV RELATED, ANAHEIM, CA, 100% OWNERSHIP, START 7/27/2021, TWO HOURS PER MONTH, ZERO HOURS DURING TRADING, LANDLORD.| RENTAL PROPERTY, INV RELATED, ANAHEIM, CA, 100% OWNERSHIP, START 7/27/2021, TWO HOURS PER MONTH, ZERO HOURS DURING TRADING, LANDLORD.| RENTAL PROPERTY, INV RELATED, ANAHEIM, CA, 100% OWNERSHIP, START 7/27/2021, TWO HOURS PER MONTH, ZERO HOURS DURING TRADING, LANDLORD.| RENTAL PROPERTY, INV RELATED, ANAHEIM, CA, 100% OWNERSHIP, START 10/25/2021, TWO HOURS PER MONTH, ZERO HOURS DURING TRADING, LANDLORD OF 4 UNIT APARTMENTS.;| RENTAL PROPERTY, INV RELATED, ANAHEIM, CA, 100% OWNERSHIP, START 12/3/2021, TWO HOURS PER MONTH, ZERO HOURS DURING TRADING, LANDLORD.| RENTAL PROPERTY, INV RELATED, TUCSON, AZ, 100% OWNERSHIP, START 9/1/2022, 1 HR PER MONTH, 0 HRS DURING TRADING, LANDLORD.| RENTAL PROPERTY, INV RELATED, TUCSON, AZ, 100% OWNERSHIP, START 9/1/2022, 1 HR PER MONTH, 0 HRS DURING TRADING, LANDLORD.| EVERYTHINGS PINE, LLC, INVT RELATED, SANTA ANA, CA, 20% OWNERSHIP, START 7/11/2022, 1 HR PER MONTH, 0 HRS DURING TRADING, LLC FOR APARTMENT BUILDING.| RENTAL PROPERTY, INV RELATED, MARANA, AZ, 100% OWNERSHIP, START 9/20/2022, 1 HOUR PER MONTH, 0 HOURS DURING TRADING.| RENTAL PROPERTY; INV. RELATED; NEW BRAUNFELS, TX; 100% OWNERSHIP; DUPLEX 1; START DATE 11/1/2023; 1 HR PER MONTH; 0 HRS DURING TRADING.| RENTAL PROPERTY; INV. RELATED; NEW BRAUNFELS, TX; 100% OWNERSHIP; DUPLEX 2; START DATE 11/1/2023; 1 HR PER MONTH; 0 HRS DURING TRADING.| RENTAL PROPERTY; INV. RELATED; NEW BRAUNFELS, TX; 100% OWNERSHIP; DUPLEX 3; START DATE 11/1/2023; 1 HR PER MONTH; 0 HRS DURING TRADING.| RENTAL PROPERTY, INV RELATED, SANTA ANA, CA, 100% OWNERSHIP, START DATE: 12/18/23, 1 HR PER MONTH, 0 HRS DURING TRADING;| RENTAL PROPERTY; INV RELATED; ANAHEIM, CA; 100% OWNERSHIP; START DATE 04/04/2025; 1 HOUR PER MONTH; 0 HOURS DURING TRADING

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-06-19
• S63 Uniform Securities Agent State Law Examination
  1996-12-10

Other Names

• Jesse Morales Rodiquez
• Jesse Morales Rodriquez