Best Investors
Account
Sign in
Putnam Investment Management, LLC CRD 106629
$117B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Federal St, Boston, MA 02110 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2008-02-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Putnam Mutual Funds Corp. | Boston | MA | 03/1998 | Present |
| Franklin Distributors, Llc | Wildwood Crest | NJ | 01/2024 | Present |
| Putnam Investment Management | Boston | MA | 05/2006 | Present |
1877 Education Foundation - Vice Chairman; Moorestown, NJ; Not-For-Profit, Beginning 1/19/2026; Approx. 10 hours annually and no time during normal securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-05-19 |
| S63 | Uniform Securities Agent State Law Examination | 1995-10-16 |
Reach out to this advisor