Best Investors
Account
Sign in
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-01-03 |
| WA | RA | APPROVED | 2016-09-18 |
| CA | RA | APPROVED | 2005-10-20 |
Branch Locations
2875 Michelle Drive Suite 110, Irvine, CA 92606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Park Avenue Securities Llc | New York | NY | 05/1999 | 09/2018 |
| Guardian Life Insurance Company | San Carlos | CA | 09/1996 | 09/2018 |
| Guardian Life Insurance Company | Campbell | CA | 09/2018 | 06/2024 |
| Park Avenue Securities | Campbell | CA | 09/2018 | 06/2024 |
| Guardian Life Insurance Company | San Carlos | CA | 06/2024 | Present |
| Park Avenue Securities | San Carlos | CA | 06/2024 | Present |
| Guardian Life Insurance Company | Irvine | CA | 06/2024 | Present |
| Park Avenue Securities | Irvine | CA | 06/2024 | Present |
1. Sound Technician for my Church-I am a fill in sound technician for my Church, which includes setup, controlling the sound board during services and breakdown, Start: 09/17/2017, Address: Trinity Presbyterian Church, 1106 Alameda de Las Pulgas, San Carlos, CA 94070, 2 total hours per month, 0 during securities trading hours, Less than 10% annual compensation, Not investment related, 2. Outside Insurance Sales-Sale of Non Guardian Insurance Products, Start: 05/13/2020, Address: 910 East Hamilton Avenue, Suite 350 Campbell CA 95008, 5 total hours per month, 4 during securities trading hours, Less than 10% annual compensation, Investment related, 3. Umbenhaur Enterprises, LLC- My Mom set up a LLC to hold title to her home. I am the manager of the LLC., Start: 01/15/2021, Address: 2161 Greenwood Ave. San Carlos CA 94070, 2 total hours per month, 0 during securities trading hours, No annual compensation, Investment related,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-07-15 |
| S63 | Uniform Securities Agent State Law Examination | 1995-12-06 |
Reach out to this advisor