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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-11-02
  • TX RA
    APPROVED
    Since 2018-11-02

Branch Locations

Arlington, TX • United States

1301 S Bowen Rd Suite 140, Arlington, TX 76013 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Timberlake Sales & Marketing Arlington TX 02/1985 Present
3M New York NY 06/2001 Present
Signator Investors, Inc. Arlington TX 05/2016 11/2018
Royal Alliance Associates, Inc. Arlington TX 11/2018 Present
  • 02/1985 → Present
    Timberlake Sales & Marketing
    Arlington, TX
  • 06/2001 → Present
    3M
    New York, NY
  • 05/2016 → 11/2018
    Signator Investors, Inc.
    Arlington, TX
  • 11/2018 → Present
    Royal Alliance Associates, Inc.
    Arlington, TX
Previous Registrations
  • 2016-05-13 → 2018-11-02
    Signator Investors, Inc.
    Cedar Rapids, IA
    Arlington, TX
    Rochester, MN
  • 2006-06-29 → 2016-05-13
    Arlington, TX
    Roeland Park, KS
    Cedar Rapids, IA
Other Businesses

1. TIMBERLAKE SALES & MARKETING POSITION: owner NATURE: Sole proprietorship; consultant, speaker, presenter, and/or other supporting roles as needed for non-securities and non-insurance related events INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 05/01/1984 ADDRESS: 2706 Margaret Dr Arlington TX 76012 DESCRIPTION: serve as consultant, speaker, presente,r and/or other support staff as needed for various events that are unrelated to the securities and/or insurance business 2. WRAPSODY POSITION: owner NATURE: Sole proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2001 ADDRESS: 2706 Margaret Dr Arlington TX 76012 DESCRIPTION: Serve as gift wrapping consultant on behalf of 3M Scotch Brand; presenter for gift wrapping demonstrations for private groups; sales of gift wrapping materials on a limited basis 3. THERESA S TIMBERLAKE TRUST POSITION: Successor Trustee, POA & Executor of estate NATURE: Revocable trust of family member (mother) INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/11/2011 ADDRESS: 2022 Channing Park Dr Arlington TX 76013 DESCRIPTION: Upon my mother's demise, I will serve as Trustee of her trust as well as her Executor and POA in the event of disability 4. EOG RESOURCES POSITION: lease holder NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2008 ADDRESS: P O Box 4362, Houston TX 77210 DESCRIPTION: passive investment in an oil & gas lease on my personal residential property 5. TIMBERLAKE FINANCIAL GROUP POSITION: owner NATURE: Sole proprietorship of Ellen K Timberlake INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 08/18/1993 ADDRESS: 1301 S Bowen Rd, Ste 140, Arlington TX 76013, United States DESCRIPTION: Investment product sales and investment advice to individuals 6. TIMBERLAKE FINANCIAL GROUP POSITION: owner NATURE: Sole proprietorship of Ellen K Timberlake INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 08/18/1993 ADDRESS: 1301 S Bowen Rd, Ste 140, Arlington TX 76013, United States DESCRIPTION: Sale of insurance products, including health, life and Long Term Care, to individuals; also fixed annuities, if appropriate for the client's needs 7. BOARD MEMBER, DANCE THEATRE OF ARLINGTON POSITION: Past President NATURE: Arlington Dance Theatre, Inc. is a 501(c)(3) non-profit corporation dba Dance Theatre of Arlington. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2002 ADDRESS: 222 W Main St, Arlington TX 76010, United States DESCRIPTION: In the past, I have served as Vice President, Treasurer and President of the Board. Dance Theatre of Arlington (DTA) is a non-profit arts organization that gives young people an opportunity to learn about the art of dance and musical theatre and the joy of performing across the community for various organizations, like schools, nursing homes and civic events. As a board member, we support the organization by helping with events, publicity, fund raising, etc. As Past President, I have no authority over any financial accounts or reporting; my duties are simply as a support person who volunteers some time toward the effort.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-10-26
  • S63 Uniform Securities Agent State Law Examination
    1995-10-26
Designations
Other Names
  • Ellen Timberlake-Volz

View on SEC IAPD

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