Thomas Scott Widener

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
KY	RA	APPROVED	2022-10-24

KY RA
APPROVED

Since 2022-10-24

Branch Locations

1055 Lpl Way, Fort Mill, SC 29715 • United States

Alexandria, KY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
The O. N. Equity Sales Company	Cincinnati	OH	04/2014	09/2022
Lpl Financial Llc	Florence	KY	09/2022	Present

04/2014 → 09/2022

The O. N. Equity Sales Company

Cincinnati, OH
09/2022 → Present

Lpl Financial Llc

Florence, KY

Previous Registrations

2014-05-19 → 2022-10-10

On Investment Management Co

Cincinnati, OH
2010-07-23 → 2012-05-08

J.J.B. Hilliard, W.L. Lyons, Llc

Crossville, TN
2006-09-05 → 2008-03-26

Wells Fargo Clearing Services, Llc

Cincinnati, OH

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2010-07-21
S63	Uniform Securities Agent State Law Examination	1995-11-07

S65 Uniform Investment Adviser Law Examination

2010-07-21
S63 Uniform Securities Agent State Law Examination

1995-11-07

Other Names

Scott Widener

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews